2023 Case Studies

 

You are working as an executive in a nationalised bank for several years. One day one of your close colleagues tells you that her father is suffering from heart disease and needs surgery to service. She also tells you that she has no insurance and the operation will cost about Rs 10 lakh. You are also aware of the fact that her husband and that she is from a lower middle class family. You are empathetic about her situation. However, apart from expressing your sympathy, you do not have the resources to fund her.

A few weeks later, you ask her about the well-being of her father and she informs you about his successful surgery and that he is recovering. She then confides in you that the bank manager was kind enough to facilitate the release of 10 lakhs from a dormant account of someone to pay for the operation with a promise that it should be confidential and be repaid at the earliest. She has already started paying it back and will continue to do so until it is all returned.

(a)    What are the ethical issues involved?

(b)   Evaluate the behavior of the bank manager from an ethical point of view.

(c)    How would you react to the situation?

 

Key Points

(a) Ethical issues involved:

Confidentiality: The bank manager facilitated the release of funds from a dormant account without the account holder's consent and with the promise of confidentiality. This raises ethical concerns about the breach of customer privacy and trust.

(b) Evaluation of the bank manager's behavior:

The bank manager's actions can be evaluated from an ethical point of view as follows:

·         Positive Aspect: The manager showed compassion and empathy by helping a colleague in need, which is a commendable act from a humanistic perspective.

·         Negative Aspect: However, the manager also violated banking ethics by accessing and using funds from a dormant account without proper authorization. This could lead to legal and ethical repercussions.

(c) How to react to the situation:

As an executive in the bank, your ethical responsibilities should include:

·         Maintaining Confidentiality: Respect the confidentiality of the situation and do not disclose any sensitive information to others.

·         Seek Guidance: If you believe the bank manager's actions were unethical or violated bank policies, consider discussing the situation with higher authorities or the bank's compliance department.

·         Support Colleague: Offer emotional support and encouragement to your colleague during her challenging time, even if you cannot provide financial assistance.

·         Promote Ethical Culture: Encourage a culture of ethical behavior within the organization and ensure that employees are aware of the bank's policies and guidelines.

 

A landslide occurred in the middle of the night on 20th July 2023 in a remote mountain hamlet, approximately 60 kilometers from Uttarkashi. The landslide was caused by torrential rains and has resulted in large-scale destruction of property and life. You, as District Magistrate of that area, have rushed to the spot with a team of doctors, NGOs, media and police along with numerous support staff to oversee the rescue operations.

A man came running to you with a request for urgent medical help for his pregnant wife who is in labour and in loosing blood. You directed your medical team to examine his wife. They return and convey to you that this woman needs blood transfusion immediately. Upon enquiry, you come to know that a few blood collection bags and blood group test kits are available in the ambulance accompanying your team. Few people of your team have already volunteered to donate blood.

Being a physician who has graduated from AIIMS, you know that blood for transfusion needs to be procured only through a recognized blood bank. Your team members are divided on this issue; some favour transfusing, while some others oppose it. The doctors in the team are ready to facilitate the delivery provided they are not penalised for transfusion. Now you are a dilemma. Your professional training emphasizes on prioritising service to humanity and saving lives of individuals.

(a)    What are the ethical issues involved in this case?

(b)   Evaluate the options available to you, being District Magistrate of the area.

(a) Ethical issues involved:

·         Medical Ethics: The primary ethical issue is the decision to administer a blood transfusion in a situation where the source of the blood is not a recognized blood bank, potentially risking the patient's health.

·         Professional Duty: The District Magistrate faces a conflict between professional duty to uphold the law and ethical responsibility to save a life.

·         Legal Implications: There may be legal consequences for allowing unauthorized blood transfusions.

(b) Options available to the District Magistrate:

·         Seek Legal Clarification: Consult with legal authorities to determine if there are any legal provisions that allow for emergency blood transfusions in such situations.

·         Contact a Recognized Blood Bank: Attempt to contact a recognized blood bank and arrange for a legal blood transfusion while ensuring the patient's safety.

·         Document the Decision: Clearly document the decision-making process, including the ethical dilemma faced, in case it is needed for future legal or ethical scrutiny.

·         Address Team Concerns: Have a discussion with the team members who oppose the transfusion and try to find a consensus on the best course of action.

 

Q9.  At 9 pm on Saturday evening, Rashika, a Joint Secretary, was still engrossed in her work in her office. Her husband, Vikram, is an executive in an MNC and frequently out of town in connection with his work. Their two children aged 5 and 3 are looked after by their domestic helper. At 9:30 pm her superior, Mr. Suresh calls her and asks her to prepare a detailed note on an important matter to be discussed in a meeting in the Ministry. She realises that she will have to work on Sunday to finish the additional task given by her superior.

She reflects on how she had asked forward to the posting and had worked long hours for months to achieve it, he had kept the welfare of people uppermost in discharging her duties. She feels that she has not done enough Justice to her family and she has not fulfilled her duties in discharging essential social obligations. Even as recently as last month she had to leave her sick child in the nanny’s care as she had to work in the office. Now, she feels that she must draw a line, beyond which her personal life should take precedence over her professional responsibilities. She thinks that there should be reasonable limits to the work ethics such as punctuality, hard work, dedication to duty and selfless service.

(a)    Discuss the ethical issue involved in this case.

(b)   Briefly describe at least four laws that have been enacted by the Government of India with respect to providing a healthy, safe and equitable working environment for women.

(c)    Imagine you are in a similar situation. What suggestions would you make to mitigate such working conditions?

 

 (a) Ethical issue involved:

·         Work-Life Balance: The main ethical issue is the balance between professional responsibilities and personal obligations, particularly in the context of Rashika's demanding job and her family's needs.

(b) Laws for Women's Workplace Rights in India:

·         The Sexual Harassment of Women at Workplace (Prevention, Prohibition, and Redressal) Act, 2013: This law addresses issues related to sexual harassment at the workplace and mandates the establishment of Internal Complaints Committees (ICCs) in organizations.

·         The Maternity Benefit Act, 1961: This act provides maternity benefits to women employees, including paid maternity leave and protection against dismissal during pregnancy.

·         The Equal Remuneration Act, 1976: This law prohibits gender-based wage discrimination and ensures equal pay for equal work.

·         The Factories Act, 1948: While not specific to women, it includes provisions related to the health, safety, and welfare of all workers, which indirectly benefit female workers.

(c) Mitigating working conditions:

·         Prioritize Tasks: Effectively prioritize tasks and deadlines to manage work efficiently and reduce the need for excessive overtime.

·         Delegate Responsibility: Delegate tasks when possible and communicate with colleagues to share responsibilities.

·         Flexible Work Arrangements: Explore flexible work arrangements like remote work or part-time options to achieve a better work-life balance.

·         Support Network: Build a support network within the family, including her husband and domestic helper, to share childcare responsibilities.

·         Set Boundaries: Establish clear boundaries between work and personal life, and communicate these boundaries with superiors and colleagues.

 

Vinod is an honest and sincere IAS officer. Recently, he has taken over as Managing Director of the State Road Transport Corporation, his sixth transfer in the past three years. His peers acknowledge his vast knowledge affability and uprightness.

The Chairman of the State Road Transport Corporation is a powerful politician and is very close to the Chief Minister. Vinod comes to know about many alleged irregularities of the Corporation and the high-handedness of the Chairman in financial matters.

A Board Member of the Corporation belonging to the Opposition Party meets Vinod and hands over a few documents along with a video recording in which the Chairman appears to be demanding bribe for placing a huge order for the supply of QMR tyres. Vinod recollects the Chairman expediting clearing of pending bills of QMR tyres.

Vinod confronts the Board Member as to why he is shying away from exposing the Chairman with the so-called solid proof he has with him. The members inform him that the Chairman refuses to yield to his threats. He adds that Vinod may earn recognition and public support if he himself exposes the Chairman. Further, he tells Vinod that once his party comes to power, Vinod’s professional growth would be assured.

Vinod is aware that he may be penalised if he exposes the Chairman and may further be transferred to a distant place. He knows that Opposition Party stands a better chance of coming to power in the forthcoming elections. However, he also realises that the Board Member is trying to use him for his own political gains.

(a)    As a conscientious civil servant, evaluate the options available to Vinod.

(b)   In the light of the above case, comment upon the ethical issues that may arise due to the politicization of bureaucracy.

 (a) Options available to Vinod:

·         Expose the Chairman: Vinod can choose to expose the Chairman's alleged irregularities and demand an investigation, even though it may risk his own position and result in transfers.

·         Gather More Evidence: Vinod can gather more evidence of the Chairman's misconduct to strengthen his case before taking any action.

·         Seek Whistleblower Protection: Consult legal experts and seek whistleblower protection under relevant laws to mitigate potential retaliation.

·         Report to Higher Authorities: Report the situation to higher authorities in the government, such as the Chief Minister, to ensure a fair investigation.

(b) Ethical issues due to politicization of bureaucracy:

·         Conflict of Interest: Politicization can lead to conflicts of interest where civil servants prioritize political interests over public welfare.

·         Erosion of Autonomy: It can erode the autonomy of civil servants, making them susceptible to undue political pressure.

·         Loss of Public Trust: The public may lose trust in government institutions if they perceive that bureaucrats are influenced by political considerations rather than impartiality.

 

You have just been appointed as Additional Director General of Central Public Works Department. The Chief Architect of your division, who is to retire in six months, is passionately working on a very important project, the successful completion of which would earn him a lasting reputation for the rest of his life.

A new lady architect, Seema, trained at Manchester School of Architecture, UK joined as Senior Architect in your division. During the briefing about the project, Seema made some suggestions which would not only add value to the project, but would also reduce completion time. This has made the Chief Architect insecure and he is constantly worried that all the credit will go to her. Subsequently, he adopted a passive and aggressive behaviour towards her and has become disrespectful to her. Seema felt it embarrassing as the Chief Architect left no chance of humiliating her. He would very often correct her in front of other colleagues and raise his voice while speaking to her. This continuous harassment has resulted in her losing confidence and self-esteem. She felt perpetually tensed, anxious and stressed. She appeared to be in awe of him since he has had a long tenure in the office and has vast experience in the area of her work.

You are aware of her outstanding academic credentials and career in her previous organizations. However, you fear that this harassment may result in compromising her much needed contribution in this important project and may adversely impact her emotional well-being. You have also come to know from her peers that she is contemplating tendering her resignation.

(a)    What are the ethical issues involved in the above case?

(b)   What are the options available to you in order to complete the project as well as to retain Seema in the organization?

(c)    What would be your response to Seema’s predicament?

(d)   What measures would you institute to prevent such occurrence from happening in your organization?

 

(a) Ethical issues involved:

·         Harassment and Bullying: The Chief Architect's harassment of Seema is a clear ethical issue, affecting her emotional well-being and work performance.

·         Unfair Credit: The Chief Architect's desire to take credit for Seema's ideas and contributions raises concerns about fairness and professionalism.

·         Abuse of Power: The Chief Architect's position of authority is being used to mistreat and belittle a subordinate.

(b) Options available:

·         Mediation: Initiate mediation or conflict resolution sessions between the Chief Architect and Seema to address the issues and foster a better working relationship.

·         Document and Report: Encourage Seema to document instances of harassment and report them to HR or higher authorities in the organization.

·         Provide Support: Offer emotional support and encouragement to Seema, making it clear that her contributions are valued.

·         Training and Sensitization: Organize workshops and training on workplace ethics, harassment prevention, and respectful communication for all employees.

(c) Preventative measures:

To prevent such occurrences in the organization, the following measures can be instituted:

·         Anti-Harassment Policy: Implement a clear anti-harassment policy and reporting mechanism in the organization.

·         Training Programs: Conduct regular training programs on workplace ethics, diversity, and respectful behavior.

·         Leadership Training: Provide leadership training to managers and senior employees on how to mentor and support junior staff effectively.

·         Confidential Reporting: Ensure that employees can report harassment or unethical behavior confidentially and without fear of retaliation.

·         Counseling Services: Offer counseling services to employees facing workplace stress or harassment.

 

 

You hold a responsible position in a ministry in the government. One day in the morning you received a call from the school of your 11-year-old son that you are required to come and meet the Principal. You proceed to the school and find your son in the Principal’s office. The Principal informs you that your son had been found wandering aimlessly in the grounds during the time classes were in progress. The class teacher further informs you that your son has lately become a loner and did not respond to questions in the class, he had also been unable to perform well in the football trials held recently. You bring your son back from the school and in the evening, you along with your wife try to find out the reasons for your son’s changed behavior. After repeated cajoling, your son shares that some children had been making fun of him in the class as well as in the WhatsApp group of the students by calling him stunted, duh and a frog. He tells you the names of a few children who are the main culprits but pleads with you to let the matter rest.

After a few days, during a sporting event, where you and your wife have gone to watch your son play, one of your colleague’s son shows you a video in which students have caricatured your son. Further, he also points out to perpetrators who were sitting in the stands. You purposefully walk past them with your son and go home. Next day, you find on social media, a video denigrating you, your son and even your wife, stating that you engaged in physical bullying of children in the sports field. The video became viral on social media. Your friends and colleagues began calling you to find out the details. One of your juniors advised you to make a counter video giving the background and explaining that nothing had happened on the field. You, in turn posted a video which you have captured during the sporting event, identifying the likely perpetrators who were responsible for your son’s predicament. You have also narrated what has actually happened in the field and made attempts to bring out the adverse effects of the misuse of social media.

(a)    Based on the above case study, discuss the ethical issues involved in the use of social media.

(b)   Discuss the pros and cons of using social media by you to put across the facts to counter the fake propaganda against your family.

 

 (a) Ethical issues involved in the use of social media:

·         Cyberbullying: The initial act of bullying your son faced on social media is an ethical issue, as it involves the harassment and humiliation of a minor.

·         False Accusations: The false accusations against you and your family in the viral video raise ethical concerns about spreading false information.

·         Privacy: The invasion of your family's privacy through the circulation of videos and personal information is an ethical violation.

(b) Pros and cons of using social media to counter fake propaganda:

Pros:

·         Clarification: Using social media allows you to clarify the facts and provide your side of the story to a wide audience.

·         Transparency: It can promote transparency and counter false narratives.

·         Community Support: Social media can garner support from friends, colleagues, and the online community.

Cons:

·         Escalation: Responding on social media can escalate the situation and attract further negative attention.

·         Privacy Risks: Sharing personal information online can expose your family to additional privacy risks.

·         Misinterpretation: Social media responses can be misinterpreted or manipulated, leading to unintended consequences.

In such a situation, it's important to carefully consider the potential impact of using social media and weigh the pros and cons before making a decision.

 

Ethics in Governance

 Public Service

·         Services performed for the benefit of the public.

·         Maintaining law and order, providing emergency services, healthcare, social security, education, and employment service

·         Peaceful, dignified, happy and meaningful life

·         Opportunity to transform socioeconomic conditions of our nation

Philosophical basis of Governance

Social Contract Theory

·         Developed by philosophers such as Thomas Hobbes, John Locke, and Jean-Jacques Rousseau

·         Governance is based on a mutual agreement between the rulers and the ruled.

·         Individuals voluntarily surrender certain rights and freedoms to a governing authority in exchange for protection and the promotion of the common good.

Utilitarianism

·         Jeremy Bentham and John Stuart Mill

·         Maximization of overall happiness or well-being for the greatest number of people.

Liberalism

·         Rooted in the ideas of thinkers like John Locke and Immanuel Kant

·         Emphasizes individual rights, freedoms, and limited government intervention.

Republicanism

·         Representative government

·         Separation of powers

Egalitarianism

·         Governance systems should address inequalities

·         Ensure a level playing field for all individuals.

Communitarianism

·         Governance should promote social cohesion, cooperation, and the welfare of the community as a whole.

 

Environmental Ethics

·         Governance should protect the environment and ensuring the sustainable use of natural resources for future generations.

Social Audit

·         Examination and assessment of a program/organization/work

·         Active involvement of people, NGO, political representatives/officials

·         Actual records vs ground realities

·         Powerful tool – social transformation/Citizen participation/ awareness/grievances

·         Reduces Corruption

Ethics Audit

·         Evaluation of organization’s ethical practices

·         Code of conduct

·         Value Training

·         Relationship with – customers, suppliers, and society

·         Procedure to address the ethical issues

Challenges of Corruption

The reasons or obstacles that make it difficult to combat corruption effectively.

·         Lack of awareness – Rights and obligations

·         Cultural and social factors – Tolerate/ignore/encourage corruption

·         Lack of political will

·         Lack of resources – Financial, technical and human

·         Complexity – Find and proving corruption

 Consequences of Corruption

·         Reduced Economic growth

·         Political instability

·         Social inequality

·         Violation of  Human rights

·         Environmental laws violation

 Information Sharing

Ex - Education

·         Present Status – literacy/reading/writing/mathematical/analytical skills

·         Teachers/parents/Schools/colleges/educational boards/officials/students - Feedback

·         Understand shortcomings/identify root causes/propose policy

·         Authority – Implementation/monitor/Correction

·         Communicate with stakeholders

·         Mutual Trust

Areas

·         Health and Nutrition

·         Agriculture and water resources

·         Financial inclusion

·         Skill development

·         Basic infrastructure

Accountability

Task => Selection of beneficiaries for a scheme

Answerability

·         As per the criteria

·         As per the procedures laid down

·         Within the time

·         Within the budgets specified

Requirements

·         Clear specification  - tasks/time/budget

·         Awareness - Concerned persons

·         Necessary capacities and resources

·         Clear procedures for reporting – progress/completion

·         Course correction and GRM

Steps to ensure Accountability

·         The roles of every employee must be clearly defined

·         Clear specification of the task, time, budget etc

·         Effective supervision by the seniors

·         Annual/monthly review meetings

·         Promotions/demotions/suspensions

·         Social audit – implementation

·         Encourage – people participation/debates/constructive criticism

 

IS, T and A = Ethical Governance

·         Prevents the abuse of power

·         Power - achievement of efficiency and effectiveness

·         It makes person more careful in deciding or acting

·         Benefits will be reached to the intended beneficiary

·         Increases the faith of citizens in the government

·         Increases citizen participation in governance

RTI – 2005

Provisions/Salient Features

·         All citizens possess the right to information.

·         30 days/48 hours from time of request

·         Public authority is under obligation to provide information

·         Certain information are prohibited

·         Restrictions made for third party information – Trade secrets/personal financial transactions etc.

Objectives

·         To empower the citizens

·         To promote transparency

·         To bring accountability in governance

·         To reduce the corruption

·         To increase the citizens’ awareness about the govt activities

·         To make democracy work for the people in real sense

Challenges

·         People – Lack of awareness

·         Poorly maintained official record

·         Culture of secrecy prevalent in the Government offices.

·         Poor quality of information provided

·         Misuse of RTI – Blackmail, publicity, frivolous

·         Insufficient number of PIOs/ICs

Official Secrets Act – 1923

·         Any info potential breaches of national security/interest

·         Spying, sharing secret info, unauthorized use of uniforms, interference with Armed Forces in prohibited/restricted areas => Punishable offences

·         Secrete info – Official code; password; sketch; plan; article etc.

·         Punishment both – Communicator and Receiver

·         No clear definition; discretion of the officials

·         2006 - Second ARC – Repeal (An official end of the act)

Whistleblower Protection Act 2014

·         Disclose to the competent authorities – CVC/SVC/CM/PM/Speaker/Chairman etc.

·         Conceal the identity

·         Police protection

·         Protect from suspension; withholding promotion etc.

·         Yet to come into force; (frame the rules and notify)

Way Forward - Whistleblower

·         Clear description – What to disclose

·         Prescription of the channel – How to disclose

·         Multiple choices if possible – Internal and external disclosure

·         Privacy of the whistle blower

·         Protection from harassment/Suspension/loss of job

·         Appreciation of whistleblowers

Citizen Charter

Principles

1.      Quality – Improving the quality of services

2.      Choice – Wherever possible

3.      Standards – What to expect, how to act if not met

4.      Value – Taxpayers money

5.      Accountability – Individual + Org

6.      Transparency – Rules/procedures/schemes/Grievances

Importance

·         Change in attitude of the public officer

·         Public service delivery - rights based

·         Administration => Accountable and citizen friendly

·         GRM => Easy and transparent

·         Empowerment of citizen

·         Prevent/eliminate corruption

Code of ethics

·         Guiding principles and vision of the organization

·         There are the general principles and values that org must strive to achieve.

·         It guides the decision making of the org

Seven Principles of Public Life

Committee on Standards in Public Life/Nolan Committee – 1995; UK

1.      Selflessness: Public interest

2.      Integrity: No financial or other obligations - influence

3.      Objectivity: Decisions based on facts and evidences

4.      Openness: Disclose the decisions/logic behind the decision; restrict – only public interest

5.      Accountability: Answerable decisions/actions; open to scrutiny

6.      Honesty – Conflicts of interests – declare; public interest

7.      Leadership – Promote and support these principles; by leadership and setting examples

Second ARC

·         Commitment to the Constitution

·         Impartiality and non-partisanship

·         Objectivity

·         Commitment to the citizens’ concerns

·         Empathy for the vulnerable/weaker sections of society

Code of Conduct

·         A set of instructions - regulate the actions

·         Specific rules and guidelines - expected to follow.

·         Apply to both official and personal life

·         Violation => warning/disciplinary action

·         Differ from service to service - Central Civil Services (Conduct) Rules, 1964 and All India Services (Conduct) Rules, 1968

 Key Points

·         Respecting the hierarchy

·         Subordinates show integrity and devotion to duty.

·         Must not engage a private person to perform his official duties

·         Cannot do social / charitable service during office hours

·         Needs to show respect, courtesy, cooperation to everyone

·         Public speaking – embarrass – union/state/international

·         Book/newspaper/ TV/radio – literature, arts, science

·         Vote – preference

·         Spending public money.

·         Demand funds - even for good / charitable cause.

·         Must not take any Private trade or employment

Case Study

Saraswati was a successful IT professional in USA.  Moved by the patriotic sense of doing something for the country she returned to India. Together with some other like-minded  friends, she formed an NGO to build a school for a poor rural community. The objective of the school was to provide the best quality modern education at  a nominal cost.

She soon discovered that she has to seek permission from a number of Government agencies. The rules and procedures were quite confusing and cumbersome. What frustrated her most was delays, callous  attitude of officials and constant demand for bribes. Her experience and the experience of many others like her has deterred people from taking up social service projects.

A measure of Government control over voluntary social work is necessary. But it should not be exercised in a  coercive a corrupt manner.

What measures can you suggest to ensure that due control is exercised but well meaning, honest NGO efforts are not thwarted?

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What do you understand by the terms ‘governance’, ‘good governance’ and ‘ethical governance’? (150 words; 10 Marks)

Governance

·         System of rules and regulations

·         Defines the power and functions of stakeholders

·         Exist in all forms of government – democracy, monarchy or dictatorship

 

Good governance

·         Rule of Law 

·         Effectiveness and Efficiency

·         Accountability

·         Transparency

Ethical Governance

·         Citizens are the kings

·         Government exist to serve for the people

·         Respect the cultural practices of diverse sections of the society

·         Inclusive growth – beneficiaries as well as participants

Utilization of Public Fund

Issues

·         Lack of proper planning

·         Lack of sufficient staff

·         Political Rivalry

·         March Rush

·         Lack of Coordination

·         Poor accountability mechanisms

·         Crisis of ethical values

·         People – awareness, concern, time, participation

Implications

·         Quality of work

·         Public trust

·         Extremism

·         Investors sentiments

·         National and international rankings/National goals - IG and SD

Steps

ž  T and A

ž  Ensure – Competent authorities; Same purpose

ž  Wider publicity for tender

ž  Citizen report card

ž  Community Awareness - Public expenditure/Officials responsibilities

ž  Social Audit

Quality of service delivery

·         Inclusive growth

·         T and A; Citizen charter; GRM

·         Easy; Information center

·         Feedback; Compare – expectation – performance

·         Continuous improvement

·         Effective training of employees

·         Employees – knowledge; skill; will; empathy

Service Delivery

·         Competence  - knowledge and skills

·         Courtesy  – respect and politeness

·         Credibility  – quality and safety

·         Communication – language and empathy

·         Accessibility -location and time

·         Responsiveness  – readiness +willingness to help

E – Governance

Examples

·         Arogya Setu – Essential health services

·         Sakala – Guarantee of Services

·         NMMS – To increase transparency in NREGA

·         Digilocker – Storage, sharing, and verification of documents

·         DBT – Reforming the delivery system

Positives

·         Transparency - Websites

·         Easy and Convenient

·         Less time - Huge information

·         Reduces geographical barrier

·         Decreases Corruption

Challenges

·         Digital divide – age/place/economy; English-speaking/urban/rich people

·         Lack of Empathy - Ground Realities

·         Machine Errors – NMMS

·         Cyber Crimes – Privacy/loss of money

Sevottam model

·         2009 - Improve the quality of public service delivery in the country (2nd ARC)

·         3 Components + 7 Steps

Three components

1.      Citizen charter – realistic and formed through consultation

2.      Public grievance redressal – complaint handling

3.      Excellence in service delivery – good management and continuous upgradation

Seven Steps

1.      Define services

2.      Set standards for each service

3.      Develop capability to meet the set standards

4.      Perform to achieve the standards

5.      Monitor performance against the set standards

6.      Evaluate impact through an independent mechanism

7.      Continuous improvement based on monitoring and evaluation

Strengthening of ethical values in governance

·         Love for the nation

·         Know the values

·         Laws and regulations

·         General guidance

·         Try to expose wrongs

·         Decision making process

·         Deal with the misconduct

·         People awareness

Probity in Governance

·         Having higher ethical standards in governance

Prerequisite

·         Absence of corruption

·         Pragmatic laws, regulations, rules

·         Effective and fair implementation

 

 

Characteristics of probity

Politicians and officials

·         Not involving in corruption;

·         Fulfill the society’s expectation

·         Judicious use of resources

·         Compassion towards weaker section

·         Tolerance towards the diversity of our nation

·         Dedication towards our national goal

Case Study

Rampura, a remote district inhabited by a tribal population, is marked by extreme backwardness and abject (extreme) poverty. Agriculture is the mainstay of the local population, though it is subsistence due to the very small landholdings. There is insignificant industrial or mining activity. Even the targeted welfare programs have inadequately benefited the tribal population. In this restrictive scenario, the youth has begun to migrate to other states to supplement the family income.

Plight of minor girls is that their parents are persuaded by labour contractors to send them to work in the Bt Cotton farms of a nearby state. The soft fingers of the minor girls are well suited for plucking the cotton.

The inadequate living and working conditions in these farms have caused serious health issues for the minor girls.

NGOs in the districts of domicile and the cotton farms appear to be compromised and have not effectively espoused the twin issues of child labour and development of the area.

You are appointed as the District Collector of Rampura.

a)      Identify the ethical issues involved.

b)      Which specific steps will you initiate to ameliorate the conditions of minor girls of your district and to improve the overall economic scenario in the district (250 words)

Key Points

Ethical Issues

·         Lack of political will and administrative skill; 

·         Lack of Proactive governance

·         Lack of sufficient conditions to attract industries

·         Corruption (Nonperformance of duty)

·         Child labour – against law and ethics; Means vs End - Immanuel Kant;

·         NGOs  – Extended hand of govt – civil society – crucial role;

Steps - Minor Girls

·         Rescue and rehabilitation

·         Provision of healthcare

·         Implementation of Right to Education

·         Vocational training + Skill development

·         Consult - Bachpan Bachao Andholan – Kailash Satyarthi

·         Effective implementation of Child labour law

·         SABLA – Adolescent girls – Nutrition and Skills

Steps - Overall Economic Scenario

·         Stakeholders - NGOs, SHGs, Media, Local/religious leaders

·         NGO – Regulation and motivation; positive collaboration

·         Political will – persuasion; reports; generates funds;

·         Modernization of Agriculture – Irrigation; method; transport; price; marketing;

·         Welfare Schemes – Meeting with employees; motivation; steps

·         Industries – Agri-based; small scale; food processing; labour intensive; Ease of doing;

·         Employment - MGNREGA; Self employment, Skill development

Ethics in International Relations

·         Neighboring Countries

·         War Ethics

·         Refugee Crisis

·         Funding

Ethics in International Relations

Panchsheel Treaty

·         Mutual respect – territory and sovereignty

·         Mutual non-aggression.

·         Mutual non-interference - internal affairs.

·         Equality and cooperation for mutual benefit.

·         Peaceful co-existence.

Gujral Doctrine

·         No reciprocity (B,B, M, N, S – big heart)

·         Territory – against the interest

·         No Interference

·         Respect each other’s territory + sovereignty.

·         Settle all their disputes – Peaceful - bilateral

General Points

·         Golden rule of ethics

·         Respect the diversity of the world

·         Support the larger representation - multipolar world

·         Utilitarianism

·         Peaceful development - realize common dreams

Just War Theory

·         Developed by various scholars over the centuries

·         Last option – when no other option is left

·         Right reason – Injustice/self defense/restore peace

·         Realistic chance of victory

·         Should be declared by a legitimate authority

·         Common civilians should not be harmed

·         Transparency – Reliable information sharing

·         Continue the negotiation

·         Humanitarian assistance – food, cloths, water – continued

·         Stop the war as early as possible

Refugee Crisis

Ethical dimensions

·         Vasudaiva Kutumbakam

·         Right to live in a safe environment

·         Opportunities for development

·         Empathy and compassion

National concerns

·         Limited national resources

·         Acceptance from local community

·         Security  issue - extreme groups

·         Poverty/inequality

Ethics in International Funding

·         The voice of – receiving country

·         Help - financial resources + technology

·         No stringent rules - full opportunity to develop

·         Dependents vs self dependents

Corporate Governance

Ethical Corporate Governance

·         Compliance of law in true letter and spirit

·         Adherence to ethical standards

·         Discharge of social responsibility

·         Sustainable development of all the stakeholders

·         Truthful and reliable advertisement

·         Encourage feedback from customers

·         Free and open competition

Corporate Social Responsibility (CSR)

·         What? – Businesses contribution to the social development

·         Why? – To support the govt’s effort – Inclusive and sustainable dvt; Corporate is the key stakeholder in the society

·         Who? – Companies Act 2013 - Net worth - 500 Cr +/Turnover – 1000 Cr+/Net profit 5 Cr +

·         Where? - Hunger and poverty/Education and / Promoting gender equality/Ensuring environmental sustainability

Way Forward

ž  Infosys, Tata, Ashok Leyland

ž  Many companies do not fall within the ambit of law – Voluntary

ž  Corporate – should select the sectors which society needs vs Company’s comfortable

ž  Legal obligations and ethical concerns

ž  Role of Media and NGOs.

 

 

 

Case Study

An apparel manufacturing company having a large number of women employees was losing sales due to various factors. The company hired a reputed marketing executive, who increased the volume of sales within a short span of time. However, some unconfirmed reports came up regarding his indulgence in sexual harassment at the workplace.

After sometime a woman employee launched a formal complaint to the management against the marketing executive about sexually harassing her. Faced with the companies’ indifference, in not taking cognizance of her grievances, she lodged an FIR with the police.

Realizing the sensitivity and gravity of the situation, the company called the woman employee to negotiate. In that she was offered a hefty sum of money to withdraw the complaint and the FIR and also give in writing that the marketing executive is not involved in the case.

·         What options are available to the woman employee?

·         Evaluate the options and suggest the best course of action

Syllabus

This paper includes questions to check the candidate’s’ attitude and approach to issues relating to integrity, probity in public life and his/her problem solving approach to various issues and conflicts faced by him/her while dealing with society. Questions may utilise the case study approach to determine these aspects

Ethics and Human Interface

·         Essence

·         Determinants

·         Consequences of Ethics in human actions

·         Dimensions of ethics

·         Ethics in private and public relationships

Human Values

·         Lessons from the lives and teachings of great leaders, reformers and administrators;

·         Role of family, society and educational institutions in inculcating values

·         Contributions of moral thinkers and philosophers from India and world

Attitude

·         Content/Structure

·         Function

·         Relation with the behavior

·         Moral and political attitudes;

·         Social influence and persuasion

Aptitude and foundational values for Civil Service,

·         Integrity

·         Impartiality and non-partisanship,

·         Objectivity,

·         Dedication to public service,

·         Empathy, tolerance and compassion towards the weaker-sections

Emotional intelligence-concepts, and their utilities and application in administration and governance

Ethics in Public administration

·         Ethical concerns and dilemmas in government and private institutions;

·         Laws, rules, regulations and conscience as sources of ethical guidance;

·         Accountability and ethical governance;

·         Strengthening of ethical and moral values in governance;

·         Ethics in international relations and funding;

·         Corporate governance

Probity in Governance

·         Concept of public service;

·         Philosophical basis of governance;

·         Information sharing and transparency in government, Right to Information,

·         Codes of Ethics, Codes of Conduct,

·         Citizen’s Charters,

·         Work culture,

·         Quality of service delivery,

·         Utilization of public funds,

·         Challenges of corruption

Case Studies on above issues.

 

 

 

 

Case Study

Prabhat was working as Vice President (Marketing) at Sterling Electric Ltd., a reputed multinational company. But presently the company was passing through the difficult times as the sales were continuously showing a downward trend in the last two quarters. His division, which hitherto had been a major revenue contributor to the company’s financial health, was now desperately trying to procure some big government order for them. But their best efforts did not yield any positive success or breakthrough.

            His was a professional company and his local bosses were under pressure from their London-based HO to show some positive results. In the last performance review meeting taken by the Executive Director (India Head), he was reprimanded for his poor performance. He assured them that his division is working on a special contract from the Ministry of Defence for a secret installation near Gwalior and tender is being submitted shortly.

            He was under extreme pressure and he was deeply perturbed. What aggravated the situation further was a warning from the top that if the deal is not clinched in favour of the company, his division might have to be closed and he may have to quit his lucrative job. There was another dimension which was causing him deep mental torture and agony. This pertained to his personal precarious financial health. He was a single earner in the family with two school-college going children and his old ailing mother.

            The heavy expenditure on education and medical was causing a big strain to his monthly pay packet. Regular EMI for housing loan taken from bank unavoidable and any default would render him liable for severe legal action. In the above backdrop, he was hoping for some miracle to happen. There was sudden turn of events. His Secretary informed that a gentleman Subhas Verma wanted to see him as he was interested in the position of Manager which was to be filled by him in the company.

            Prabhat was absolutely stunned. It was a mixed feeling of shock and thrill. He was uncomfortable and perspiring. If accepted, all his problems would vanish instantly and he may be rewarded for securing the much awaited tender and thereby boosting company’s sales and financial health. He was in a fix as to the future course of action. He was wonder-struck at the guts of Subhash Verma in having surreptitiously removing his own company papers and offering to the rival company for a job. Being an experienced person, he was examining the pros and cons of the proposal/situation and he asked him to come the next day.

1.      Discuss the ethical issues involved in the case.

2.      Critically examine the options available to Prabhat in the above situation.

3.      Which of the above would be the most appropriate for Prabhat and why?  (Answer in 250 words) - 20 Marks

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Key Points

•      Essential quality - Integrity

(a) Ethical issues involved in the case

·         Professional  Values vs Personal benefits

·         Lack of integrity in Subhash Verma

·         Ethical corporate governance

·         Prabhat’s crisis of conscience

(b) Options available to Prabhat

1)      Accept the offer made by Subhash Verma

Advantages

·         His company may win the tender

·         Improvement in the company's financial health

·         His financial health will improve

Disadvantages

·         Against the professional ethics

·         Crisis of conscience

2)   Resign from the job

Advantages

·         Not anymore answerable to the company

·         He may find some other better opportunity

Disadvantages

·         Running from his responsibility

·         Bad examples for others in terms of leadership

 

 

 

 

3) Reject the offer and inform Unique Electronics Ltd. about the leak of the bid price

Advantages

·         It shows exemplary leadership qualities for colleagues.

·         A fair procurement process.

Disadvantages

·         Losing the tender may lead to the closure of his division

·         He may lose his job.

·         He and his family may suffer due to financial problems.

(c) The most appropriate option for Prabhat

·         Knowledge without character is a sin.

·         Should reject his offer

·         The tender is very important for his company; Best possible effort to get the tender

·         He can discuss it with his seniors and take their advice.

·         He may get promoted to a higher level due to his Integrity, honesty, and leadership qualities.

 

 

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